Explore the role and mechanics of voting trust certificates in corporate governance, their impact on shareholder control, and their usage in business reorganization.
Explore the role of the Securities and Exchange Commission (SEC), established in 1934, as a key regulatory body in the U.S. financial markets, safeguarding investors and maintaining market integrity.
An in-depth look at Rule 144, a SEC regulation that outlines the conditions necessary for the sale or resale of restricted securities. Learn how this rule aims to enhance market transparency and fairness.
Comprehensive guide to FINRA, an independent regulatory body ensuring the integrity of the U.S. brokerage firms and securities dealers.
Explore what an exempt transaction is in the financial world, including key details, special considerations, and its impact on securities trading regulations.
Explore the essential aspects of the Williams Act, a fundamental 1968 federal law framed to guard investors against hostile takeovers and ensure transparent tender offers.
Explore the essentials of an offering memorandum, its implications for investors in private placements, and how it differs from public securities documents.
Explore the Howey Test's crucial role in determining what constitutes an investment contract under U.S. securities law, its impact on blockchain and ICOs, and key legal precedents shaping its application.
