Explore the essentials of the Uniform Securities Act, its purpose, its role in state-level securities regulation, and its impact on protecting investors from fraud.
Explore what a boiler room is, how these high-pressure sales tactics operate, and effective strategies to spot and avoid falling victim to investment fraud.
Explore what Rule 10b5-1 is and how it allows insiders to trade their company’s stocks legally. Learn the requirements and recent amendments to this important SEC rule.
Explore the dynamic journey of Michael Milken, the financier behind the 1980s' junk bond boom, his legal battles, and his philanthropic resurgence.
Explore the essentials of Rule 10b-5, a pivotal SEC regulation aimed at preventing securities fraud and insider trading. Learn its implications, related rules, and legal frameworks.
Explore the multifaceted role of promoters in investment avenues, their impact on securities, and the various types of promoters active in financial markets.
Explore the concept of kiting in finance, a fraudulent scheme involving the manipulation of financial instruments to obtain unauthorized credit. Learn about its mechanisms, types, and effects on banks and businesses.
Explore the significance of blue sky laws, their impact on investor protection against securities fraud, and state-specific regulatory variations.
Explore the nuances of white-collar crime, its impact on society, and the major agencies involved in its investigation. Learn about the various types involved including corporate fraud, money laundering, and more.
