Explore the Securities Exchange Act of 1934, its impact on stock markets, creation of the SEC, and its essential roles in enhancing transparency, reducing fraud, and boosting investor confidence in financial markets.
Explore the Uptick Rule, an essential SEC regulation that prevents excessive short selling and stabilizes the stock market during volatile periods.
A detailed look into trading blotters, their functionality in the financial markets, and their key role in regulatory compliance and trading strategy evaluation.
Explore the process of matching orders on securities exchanges, including common algorithms like FIFO and Pro-Rata, and how this impacts trading efficiency.
Explore the role of brokers in finance and real estate, understand the services they offer, and the regulations guiding them. Ideal for investors and traders.
Explore the essentials of the Financial Information eXchange (FIX), the global standard for real-time electronic securities exchange and trading communications.
