Explore the definition, requirements, and unique characteristics of Regulated Investment Companies (RIC) including mutual funds, ETFs, and REITs. Learn about tax advantages, qualifications, and the impact of the RIC Modernization Act of 2010.
Explore what an Alternative Trading System (ATS) is, how it differs from regular exchanges, and the significance of dark pools and ECNs in the modern trading environment.
Explore the fundamentals of the Investment Company Act of 1940, which regulates investment companies and aims to protect investors. Dive deep into its history, objectives, and regulatory impacts with our expert analysis.