Market Integrity

  • 4 Posts
  • 1 Sections
  • 1 Types
October 4, 2023 3 min read Definitions
Ontario Securities Commission: Roles and Limitations
Finance Government Regulations Investment OSC Canadian Securities Regulatory Body Financial Governance Market Integrity
An in-depth look at the Ontario Securities Commission (OSC), highlighting its functions, regulatory authority, and the challenges it faces in the Canadian financial market.
Read more about Ontario Securities Commission: Roles and Limitations.
October 4, 2023 3 min read Definitions
Universal Market Integrity Rules (UMIR) in Canadian Trading
Finance Securities Regulatory Compliance UMIR IIROC Canadian Trading Market Integrity Regulatory Standards
Explore the essentials of the Universal Market Integrity Rules (UMIR), key regulations overseeing fair trading practices in Canadian markets, established by IIROC.
Read more about Universal Market Integrity Rules (UMIR) in Canadian Trading.
October 3, 2023 3 min read Definitions
Securities and Exchange Commission (SEC): Roles and Responsibilities
Finance Government Regulations Investing SEC Securities Market Investor Protection Financial Regulations Market Integrity
Explore the essential functions of the U.S. Securities and Exchange Commission (SEC), how it protects investors, maintains market integrity, and its impact on financial regulations.
Read more about Securities and Exchange Commission (SEC): Roles and Responsibilities.
September 28, 2023 3 min read Definitions
National Futures Association: Regulatory Guard of the U.S. Futures Market
Finance Financial Regulation Derivatives Markets NFA Futures Market Regulatory Body Investor Protection Market Integrity
Explore the role and responsibilities of the National Futures Association (NFA), an essential body safeguarding the integrity of the derivatives market and protecting investors.
Read more about National Futures Association: Regulatory Guard of the U.S. Futures Market.

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