Investment Company Act of 1940

  • 2 Posts
  • 1 Sections
  • 1 Types
November 1, 2023 3 min read Definitions
Regulated Investment Companies (RIC): Overview and Benefits
Finance Investments Taxation RIC Tax Advantages Investment Funds SEC Regulation Investment Company Act of 1940
Explore the definition, requirements, and unique characteristics of Regulated Investment Companies (RIC) including mutual funds, ETFs, and REITs. Learn about tax advantages, qualifications, and the impact of the RIC Modernization Act of 2010.
Read more about Regulated Investment Companies (RIC): Overview and Benefits.
September 21, 2023 3 min read Definitions
3(c)(7) Exemption: Dive into Private Fund Regulations
Finance Investment Law SEC Regulations 3(c)(7) Exemption Investment Company Act of 1940 Qualified Purchaser Private Funds Hedge Funds
Explore the 3(c)(7) exemption under the Investment Company Act of 1940, distinguishing its criteria and implications for private funds with a detailed elaboration on qualifications and contrasts with the 3(c)(1) exemption.
Read more about 3(c)(7) Exemption: Dive into Private Fund Regulations.

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