Regulatory Bodies

Accountancy and Actuarial Discipline Board (AADB) in the UK
Explore the role, history, and significance of the Accountancy and Actuarial Discipline Board (AADB) in maintaining professional integrity within the UK's accounting and actuarial professions.
Self-Regulatory Organizations (SROs): Autonomy in Oversight
Dive into the dynamics of Self-Regulatory Organizations (SROs), entities intent on setting and enforcing industry norms without direct governmental oversight, and their significant role in maintaining professional and ethical standards.
Public Company Accounting Oversight Board (PCAOB): Guardian of Audit Integrity
Explore the integral role of the Public Company Accounting Oversight Board (PCAOB) in enhancing the reliability and integrity of audits of publicly traded companies. Understand its origins, functions, and impact.
NAFCU: The Gatekeeper of Federal Credit Unions
Explore the role and influence of the National Association of Federally-Insured Credit Unions (NAFCU) in the credit union industry, its history, functions, and current priorities.
Explore the History of Accounting Principles Board (APB)
Delve into the origins and impact of the Accounting Principles Board (APB) in the USA, established in 1959, which played a pivotal role in shaping today's GAAP.
Role of the Auditing Standards Board in U.S. Accounting Standards
Explore the functions and influence of the Auditing Standards Board (ASB) within the framework of U.S. auditing standards, its relationship with AICPA, and oversight by PCAOB.
Role of a Board of Governors in Governance
Explore the essential functions and impact of a board of governors across various organizations, including its pivotal role in the Federal Reserve.
European Banking Authority: Structure, Function, and Impact
Explore the role of the European Banking Authority (EBA) in maintaining financial stability across the European Union, its regulatory functions, and its impact on the banking sector.
FINRA: The Guardian of U.S. Securities
Comprehensive guide to FINRA, an independent regulatory body ensuring the integrity of the U.S. brokerage firms and securities dealers.
Financial Reporting Council: Role & Impact in UK Regulation
Explore the role, formation, and evolution of the Financial Reporting Council (FRC), a cornerstone in enhancing corporate governance and financial standards in the UK.
HMRC: Your Companion in Taxes and Duties
Explore what HM Revenue and Customs (HMRC) does for the UK, its roles and responsibilities, and why every penny counts.
National Association of Securities Dealers (NASD)
Explore the role of NASD in securities market regulation before it became FINRA, including its impact on stock trading and market oversight.
Role of NASAA in Investor Protection
Learn about the North American Securities Administrators Association (NASAA), its founding, functions, and key role in safeguarding investors across North America.
Audit and Assurance Council: Role and Impact
Explore the functions and importance of the Audit and Assurance Council, established in 2012 to advise on audit matters including codes and standards.
EFRAG Explained: Guiding Financial Reporting in Europe
Learn about EFRAG (European Financial Reporting Advisory Group), its impact on financial reporting standards, and its role in shaping Europe’s financial landscape.
Securities and Exchange Board of India (SEBI): Roles, Powers, and Structure
Explore the comprehensive guide to the Securities and Exchange Board of India (SEBI), its functions, the legislative framework, and its pivotal role in regulating the Indian securities markets.
Financial Accounting Standards Board (FASB): An Expert Guide
Explore the role of the FASB in establishing financial reporting standards in the U.S., its co-operation with IASB, and its implications for investors and companies alike.
World Trade Organization (WTO)
Explore the roles, functions, and impacts of the World Trade Organization (WTO), from global trade facilitation to the mediation of international disputes.

Financial Terms Dictionary

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